How do I file a ROC compliance?

1. ROC Filing.
2. Fill the appropriate E-forms applicable of your company and attach the pdf or XML documents as per the requirement of the form ===> Press Check form ===> Attach the Digital Signature of the Director and Practicing professional (if applicable; exempted for OPC and small companies) ===> Now do pre-scrutiny.

What are the compliance requirements for a company?

Annual Compliance – Company

• Auditor Appointment.
• 1 Year Accounting.
• Financial Statement Preparation.
• 1 Year Dedicated Accountant.
• 1 Year Income Tax Filing.
• 1 Year Dedicated Compliance Manager.
• 1 Year DIN KYC for upto 2 Directors.

What are ROC event based compliances?

The Event-Based Compliances are those mandatory compliances which are other than the usual and mandatory annual and periodical compliances made by the organization with ROC and other administrative authorities.

What is Form 20B?

Wholesale License for sale or distribution of drugs under Drugs and Cosmetics Rules in Form 20B & 21B or its renewal in Form 21C is issued to the manufacturer (subsidiary office/representative of the parent company) or any other who want to sell, stock, exhibit or offer for sale or distribute drugs, by the State …

How do you write a compliance checklist?

Comprehensive OSHA Compliance Audit Checklist

1. Identify non-compliance on employee practices.
2. Capture photo evidence or take note of irregularities in the process being done.
3. Assign action plans to appropriate team member.
4. Document observations and provide clear recommendations.

How do I start a compliance firm?

Building a compliance department

1. Start at the top.
2. Perform a compliance audit.
3. Appoint a compliance officer.
4. Draft a code of conduct.
5. Coordinate internal teams.
6. Don’t forget about international locations.
7. Focus on training.
8. Make reporting easy.

What do you understand by event based and time based compliance?

Event-Based compliance is generally a one-time requirement that must be taken care of by the director of the company within a certain period after such change, addition or removal.

Can I start business after incorporation?

Company can commence its business operation only after filing the declaration of Commencement of Business. within a period of 180 days of the date of incorporation of the company in Form INC 20A. The company shall be required to maintain statutory registers at the registered office of the company.