What is the Canadian equivalent to the SEC?

SEDAR
SEDAR is the Canadian equivalent of the SEC’s EDGAR, the U.S. electronic system for filing securities information.

Who regulates the securities market in Canada?

The Investment Industry Regulatory Organization of Canada
The Investment Industry Regulatory Organization of Canada (IIROC) is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada.

What is the difference between TSX and CSE?

The CSE vs. The Toronto Stock Exchange (TSX) is the CSE’s primary competitor as a technology-focused Canadian exchange. However, unlike the TSX, the CSE offers simplified reporting requirements and reduces the barriers to listing.

What is the Canadian equivalent of a 10 Q?

First, the Form 10-K is found in SEC’s EDGAR database (Electronic Data Gathering, Analysis, and Retrieval). The equivalent of this database is called SEDAR (System for Electronic Document Analysis and Retrieval), which contains all filings of Canadian public companies.

What are Canadian securities?

The CSC is the foundational financial services credential that top employers demand. The CSC® is a baseline regulatory requirement to perform securities, mutual fund and alternative funds transactions in many financial services positions.

Where do Canadian companies file financial statements?

What is SEDAR? SEDAR is a searchable database for public company financial statements, annual reports, and other documents in Canada. SEDAR stands for: System for Electronic Document Analysis and Retrieval. It is a required filing system for all publicly listed Canadian companies.

What are Government of Canada securities?

debt obligations of, or guaranteed by: the Government of Canada (such as Treasury bills) the government of a foreign country or a political subdivision of a foreign country, including a local authority of such a government. …

What is the Canadian equivalent of finra?

Understanding the Investment Industry Regulatory Organization of Canada (IIROC) The Investment Industry Regulatory Organization of Canada (IIROC) is a self-regulatory organization, and is the equivalent of the Financial Industry Regulatory Authority (FINRA) in the United States.

Who owns the CSE?

CNSX Markets Inc.
The Canadian Securities Exchange, or CSE, is operated by CNSX Markets Inc. Recognized as a stock exchange in 2004, the CSE began operations in 2003 to provide a modern and efficient alternative for companies looking to access the Canadian public capital markets.

What is CSE in Canada Immigration?

CSE is Canada’s national cryptologic agency, providing the Government of Canada with information technology security and foreign signals intelligence.

What is Sedar and Edgar?

SEDAR is a mandatory document filing and retrieval system for Canadian public companies administered by the Canadian Securities Administrators. EDGAR is the filing system operated by the Securities and Exchange Commission for the United States.

What makes Canada unique in regulating securities?

Each province and territory has a securities commission or equivalent authority with its own provincial or territorial legislation. Unlike other major federations, Canada has no securities regulatory authority at the federal government level.

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