Which of the following concepts does the CFA Institute Code of Ethics include?

These concepts include integrity, competence, diligence, respect, reasonable care, and prudent judgment. It also addresses why ethics matter to the investment profession and the importance of making ethical decisions using an ethical decision-making framework.

Which of the following is most likely found in the CFA Institute Standards of professional conduct standards in professionalism members and candidates must?

The statement, “Members and Candidates must not engage in any professional conduct involving dishonesty, fraud, or deceit or commit any act that reflects adversely on their professional reputation, integrity, or competence” can be found in the CFA Institute Standards of Professional Conduct, Standard I-Professionalism …

Which CFA Institute standard of professional conduct most likely includes a sub section entitled communication with clients and prospective clients?

Standard V(B)–Communication with Clients and Prospective Clients discusses in further detail communicating the firm’s investment practices.

What are CFA standards?

The Code of Ethics and Standards of Professional Conduct (Code and Standards) are the ethical benchmark for investment professionals around the globe. As a CFA Institute member, CFA Program candidate, or CIPM Program candidate you are required to follow the Code and Standards.

What is CFA practice standards?

What are the four standards in the code of ethics?

A code of ethics sets out an organization’s ethical guidelines and best practices to follow for honesty, integrity, and professionalism. For members of an organization, violating the code of ethics can result in sanctions including termination.

What are professional standards and codes of conduct?

The Codes of Professional Conduct provide a broad set of principles for the conduct of a member’s professional activity. The Disciplinary Process investigates any report suggesting a member may have acted in contravention of the Code of Professional Conduct.

Which of the following does not violate CFA Institute IC misrepresentation?

The correct answer is B. Abasolo has not violated Standard I(C) – Misrepresentation because he did not knowingly make the error.

Can a felon be a CFA?

A felon can expect a permanent revocation of the CFA charter. Those who violate the standards but are not convicted of a crime are likely to receive a summary suspension, which automatically terminate: The right to use the CFA designation.

Can the CFA Institute fine you?

This supports the reputation and integrity of CFA Institute, its members, designations, and exam programs. Conduct violations can result in sanctions, including suspension or revocation of an individual’s membership and right to use the CFA designation or a suspension or ban from the CFA Program.