Does the UK have a SEC?

The Securities and Exchange Commission and the United Kingdom (UK) Financial Conduct Authority (FCA) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s withdrawal from the European Union (EU).

What is the equivalent of Sedar in the US?

SEDAR is the Canadian equivalent of the SEC’s EDGAR, the U.S. electronic system for filing securities information.

What is the name of the SEC’s online database of company filings?

EDGAR
SEC.gov. EDGAR—Search and Access.

What is the SEC in London?

The London Stock Exchange, the largest in the world in terms of the number and variety of domestic and international securities traded, is an independent institution not subject to governmental regulation.

What is the UK equivalent to the SEC?

The Financial Conduct Authority (FCA) regulates the financial services industry in the UK.

What is the UK equivalent of SEC filings?

Companies House
In the United Kingdom, the closest EDGAR equivalent is Companies House, where even private companies have to report their financial statements to the public.

What is the SEC EDGAR database?

EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U.S. Securities and Exchange Commission (SEC).

How do I access a company 10-K?

To find a particular company’s Form 10-K filings, use the Company Search for the SEC’s EDGAR database. On the returned listing of filings for the company, enter “10-K” in the Filing Type box near the top of the page to filter for only Forms 10-K that have been filed.

What are UK securities?

Financial securities are tradeable financial assets, including stocks and bonds. Debt securities include corporate and sovereign bonds, while equity securities include common and preferred shares.

Who regulates publicly traded companies UK?

In the UK the competent authority for listing is the UKLA, which is part of the FCA. Passporting a prospectus for admission to trading on the Main Market involves a two-stage application process.