What is a s8 filing?

A short-form Securities Act registration statement used by reporting companies to register securities to be offered under employee benefit plans. Form S-8 permits an unlimited number of securities to be registered, allowing a company to incorporate by reference its current and future Exchange Act reports.

What is an S 3ASR filing?

Form S-3ASR means an “automatic shelf” registration statement on Form S-3 filed by a Well-Known Seasoned Issuer. Form S-3ASR means a Registration Statement on Form S-3ASR promulgated by the Commission under the Securities Act or any substantially similar form then in effect.

How long are S 8s good for?

The S-8s learned how unliquidated obligations can remain on accounting records for up to five years before funds are canceled.

What is a reoffer prospectus?

Reoffer Prospectus means the prospectus included in the Registration Statement, as amended or supplemented by any prospectus supplement with respect of the terms of the offering of any security of the Parent covered by such Registration Statement and all other amendments or supplements to the prospectus, including post …

What is an 8k used for?

An 8-K is a report of unscheduled material events or corporate changes at a company that could be of importance to the shareholders or the Securities and Exchange Commission (SEC).

What is an s1 filing?

SEC Form S-1 is the initial registration form for new securities required by the SEC for public companies that are based in the U.S. Any security that meets the criteria must have an S-1 filing before shares can be listed on a national exchange, such as the New York Stock Exchange.

What does an 8K filing indicate?

Also known as a Form 8K, the report notifies the public of events, including acquisitions, bankruptcy, the resignation of directors, or changes in the fiscal year.

Why do companies file s3?

SEC Form S-3 is a regulatory filing that provides simplified reporting for issuers of registered securities. An S-3 filing is utilized when a company wishes to raise capital, usually as a secondary offering after an initial public offering has already occurred.

What is a form 8 A?

SEC Form 8-A requires companies to register securities before they can be offered on an exchange. SEC Form 8-A requires a description of the type of securities offered, details of issuance, distribution date, and terms.

What is an AK filing?

Form 8-K is a very broad form used to notify investors in United States public companies of specified events that may be important to shareholders or the United States Securities and Exchange Commission. This is one of the most common types of forms filed with the SEC.

What is a Section 10 a prospectus?

A final prospectus (also called a Section 10(a) prospectus) is the prospectus contained in an effective registration statement. Only a final prospectus can be used to meet the Section 5 prospectus delivery requirements associated with actual delivery of securities after pricing.